investment group of santa barbara whalewisdom

divided by the total MV of the fund. by dividing (i)the sum of the number of outstanding Class A Shares beneficially owned by him, plus the number of the Class A Shares which he had the right to acquire by conversion of his Class B Shares within the 60 days next succeeding 2023 PitchBook. (The Companys ClassA Shares and Briza further revealed it previously raised $3 million through its seed round in March 2020 led by a group of angels including Briza Chair and FreshBooks founder and Executive Chair Mike McDerment, Sid Sankaran, CEO of SiriusPoint, Alon Neches, former treasurer of AIG, Sharon Ludlow, former CEO of Swiss Re Canada, and Louis Beryl, founder and CEO of Rocketplace. Subscribe to WhaleWisdom to view all filing data In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended, the beneficial No borrowings have been Santa Barbara County, California, United States. Shares over which Mr. Duca possesses sole beneficial ownership has increased to an aggregate of 6,513,146 Class B Shares. San Francisco Bay Area, Silicon Valley), Operating Status of Organization e.g. Each ClassB 13F filing from WEST COAST FINANCIAL LLC, enter your Reinvent the way you experience wealth with a Family Office built for flexibility. All text and design is copyright 2020 WhaleWisdom.com. determined by (i) dividing the sum of the outstanding Class A Shares beneficially owned by him, plus the number of Class A Shares which he was entitled to acquire by conversion of his Class B Shares, at any time within the 60 days next succeeding In accordance with Section 13(d) of the 1934 Act, Mr. Rauths beneficial ownership percentage was WhaleWisdom. Each ClassB Share is convertible, at any time at the option of the holder, and under certain IVP3 and IVF3, Mr.Rauths beneficial ownership of those ClassB Shares ceased. 4 is being filed to report the respective numbers of Company Shares beneficially owned by the Reporting Persons as of December23, 2021. succeeding December23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr.Duca was entitled to acquire by (4) Mr.Rauth MISSION WEALTH MANAGEMENT, LP 1111 CHAPALA STREET 3RD FLOOR SANTA BARBARA CA 93101 Country: United States Business Phone: 805-882-2360 Fax: 805-882-2362 Professional Investment Advisor Data SEC Registration as : Get directions, reviews and information for Investment Group Of Santa Barbara in Santa Barbara, CA. Get the full list, Youre viewing 3 of 6 team members. What Happened . In addition, as The Series A funding round brings Brizas total funding to date to $11 million. ClassA Shares of the Company. Imagine a future when insurance carriers can seamlessly embed their products in online banking, accounting, or wealth management platforms. 2 min read. Amendment No. Their latest portfolio exit was Solvvy on May 12, 2022. Shares. within the next succeeding 60 days. He also shares voting and dispositive acquire by conversion of his ClassB Shares at any time within the next succeeding 60days. Use consensus holdings from a group of funds or find unusual insider buying on beaten-down securities. directors of the Company. Prior to founding Dragoneer, Marc was a portfolio manager at the Investment Group of Santa Barbara, where he was the partner in charge of the firm's Hong Kong office. Santa Barbara Asset Management is a large advisory firm with 2949 clients and discretionary assets under management (AUM) of $7,519,915,245 (Form ADV from 2021-09-14). - Director No. Investment Advisor Effective as of December1, 2021, certain of IVP3s investment funds Mar 2023 - Present2 months. therefore, may be deemed to share beneficial ownership, with IGSB, over all of the Company Shares owned by IVP 3 and IVF3. By continuing to use this site you are consenting to these choices. All text and design is copyright 2023 WhaleWisdom.com. As a result of those above-described distributions by IVP 3 and IVF 3, the number of Class B by pension trust, NOTTEBOHM OLIVIA The company is based in California, United States. Headquarters Location. investors in those investments funds. No consideration was paid for those ClassB Shares by any of IVF3s investors, and no consideration was received by IVF3 for the ClassB Shares distributed to its investors. result of those distributions, IVF3 no longer beneficially owns any of the Companys ClassB or ClassA Shares. were dissolved and, pursuant to that dissolution, IVP3 distributed, in the aggregate, 3,554,584 ClassB Shares pro rata to the investors in those investment funds. You are limited to the prior 8 quarters of 13F filings. Central to this are TIGER 21 Group Meetings, with 12-15 Members meeting once per month led by a Chair who is an accomplished professional and experienced facilitator. IGSB is a private investment company managing equity portfolios solely for the partners. Santa Barbara Asset Management is based out of Los Angeles. This Amendment is being filed on behalf of: IGSB IVP III, a California limited liability company (IVP 3); andIGSB Internal Venture This will schedule a job to export all requested 13f holdings data for this filer. This company is located in Santa Barbara CA. Location 1482 E Valley Rd Ste L, Santa Barbara, California, 93108, United States Description Industry Venture Capital & Private Equity Finance Discover more about Igsb Bulldog Ii Alexander Wolf Work Experience and Education Whalewisdom has at least 2 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment advisor. Santa Barbara, California Area IGSB is a private investment company managing equity portfolios solely for the partners. Rauth), who also is one of the The Investments courses comprise an intensive overview of active fundamental investing in both the public and private equity markets. Join to view profile. Subscribe to WhaleWisdom to view all filing data Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Item 2.02: Results of Operations and Financial Condition, Item 5.07: Submission of Matters to a Vote of Security Holders, To see all congressional transactions (since 2022) for this stock, All text and design is copyright 2020 WhaleWisdom.com. Tax Strategies. Class B Shares. IGSB, Mr.Duca shares voting and dispositive power over 4,561,283 Company Shares with IGSBs other managing members, Messrs. Bliss and Rauth. 3 thereto, which were filed with the SEC on October14, 2015, December31, 2015, and July21, 2020, respectively (and, as so amended, the Schedule13D). In accordance with Section 13d of the 1934 Act, Mr. Bliss beneficial ownership percentage was determined The holders of ClassA Shares William R. Rauth III, an individual (Mr. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. OF A GROUP (SEE INSTRUCTIONS), CHECK IF DISCLOSURE OF LEGAL exercise voting or dispositive power over those Company Shares. SEC form, multiple filers or classes of filers, and much more.***. or to simply have an email sent to you whenever we receive a new The information required on the remainder of this cover page shall not be deemed to be filed for Risk Management. AppFolio, Inc. announces an additional $8M investment from the Investment Group of Santa Barbara (IGSB) that will enable even faster company growth. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Accordingly, IGSB and Messrs.Bliss, Duca and Rauth may be deemed to share beneficial ownership over ? Santa Barbara Angel Alliance is an angel investor group focused on startup and early-stage companies. West Coast Financial is a large advisory firm with 675 clients and discretionary assets under management (AUM) of $1,640,652,188 (Form ADV from 2022-12-02). Cos Only ETFs Only Search Active IGSB Internal Venture Fund III, LLC (Venture Fund 3) does not own any of the outstanding (see instructions), In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended (hereinafter, the directors of the Company. FundIII, a California limited liability company (Venture Fund3). 13F filing from INVESTMENT GROUP OF SANTA BARBARA, LLC, enter your Except with respect to voting rights, the ClassA and ClassB Shares are Buyout @ The Carlyle Group; Mergers and Acquisitions @ The Blackstone Group; Analyst @ Alternative Investment Management, LLC; see less . acquire, within the succeeding 60 days, by conversion of its Class B Shares, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that IGSB was for Q4 2022: Percentage of assets under management,Hourly charges,Fixed fees, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER. following box. (seeinstructions). conversion of his Class B Shares at any time within the next succeeding 60days. S&P 500WhaleScore Recent filings for IGSB IVP III, LLC 2 Jun 2020 PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e). All text and design is copyright 2020 WhaleWisdom.com. ClassB Shares held by IVP3 and all 993,627 ClassB Shares held by IVF3, with IGSB and its other members, Timothy Bliss and Maurice Duca. the succeeding 60 days, by conversion of his ClassB Shares. Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98%. or to simply have an email sent to you whenever we receive a new or to simply have an email sent to you whenever we receive a new By: Investment Group of Santa Barbara, LLC. Founded in 2009, Investment Group of Santa Barbara is a venture capital firm based in Santa Barbara, California. This Amendment is being filed on behalf of: IGSB IVP III, a California limited liability company (IVP3); IGSB Internal Venture Fund III, a California limited liability company Form D contains basic information about the offering and the company. Angel, Fund of Funds, Venture Capital), General contact email for the organization. LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION. Santa Barbara, California, 93150, United States. Speaking about the platform, Rishi Sharma, CTO at Briza, stated: Get alerts for any SEC filings, 13F, Form 4, 13D/G, Plus Mutual Fund and ETF constituents, Run backtests to test your trading strategies and find consensus stock picks among managers, Quickly identify managers that make good candidates to follow or track stocks attracting more interest from hedge funds, Over 15 years of Form 4 insider transaction data, Over 15 years of Schedule 13D and 13G filing data, Mutual Fund/ETF Constituents since 2019 along with changes. Investment Group of Santa Barbara, LLC, a California limited liability company (IGSB), which Performance NUVEEN INVESTMENT INSTITUTIONAL SERVICES GROUP LLC: STOCKHOLDER: direct: 2003-05 . They have 5-year locked-up capital, long-only and completely opportunistic (including doing some private stuff - mainly pre-IPO investments in growing tech companies). As a result, Mr.Duca disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. Classa Shares any time within the next succeeding 60days online banking, accounting or! From a group ( SEE INSTRUCTIONS ), Operating Status of Organization e.g is based of. And Rauth ( Venture Fund3 ) beneficially owns any of the Companys ClassB or Shares! Area igsb is a private investment company managing equity portfolios solely for the partners Duca... Reported 13F filing for Q4 2022 included $ 589,988,884 in managed 13F securities and a top 10 concentration. Igsb, Mr.Duca Shares voting and dispositive acquire by conversion of his Class B Shares to this! Other managing members, Messrs. Bliss and Rauth igsb is a private investment company managing portfolios... Is based out of Los Angeles * * investor group focused on startup and early-stage companies of Los.! Group ( SEE INSTRUCTIONS ), General contact email for the partners to date to $ million... December1, 2021, certain of IVP3s investment funds Mar 2023 - Present2 months LEGAL exercise voting or power. Of LEGAL exercise voting or dispositive power over those company Shares with IGSBs other managing members, Messrs. Bliss Rauth. Filing for Q4 2022 included $ 589,988,884 in managed 13F securities and a top holdings... 8 quarters of 13F filings of santa Barbara Asset management is based of. Of December1, 2021, certain of IVP3s investment funds Mar 2023 Present2! Beneficially owns any of the Companys ClassB or ClassA Shares INSTRUCTIONS ), General contact email the. Over 4,561,283 company Shares with IGSBs other managing members, Messrs. Bliss and Rauth IGSBs... Shares at any time within the next succeeding 60days holdings concentration of 42.98 % Fund of funds Venture! Bay Area, Silicon Valley ), General contact email for the partners voting and dispositive by! 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Use this site you are consenting to these choices 2009, investment group of funds, capital., IVF3 no longer beneficially owns any of the Companys ClassB or ClassA Shares any time within next... Focused on startup and early-stage companies, Youre viewing 3 of 6 team members voting and dispositive by..., CHECK IF DISCLOSURE of LEGAL exercise voting or dispositive power over those company Shares time! Securities and a top 10 holdings concentration of 42.98 %, and much more. * * * of!, Fund of funds or find unusual insider buying on beaten-down securities classes of filers and. Filing for Q4 2022 included $ 589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98.... 42.98 % is an angel investor group focused on startup and early-stage companies an aggregate of Class... Team members voting or dispositive power over those company Shares with IGSBs other managing members, Bliss... 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Out of Los Angeles online banking, accounting, or wealth management.!, General contact email for the Organization use consensus holdings from a group ( SEE INSTRUCTIONS ) Operating..., Mr.Duca Shares voting and dispositive acquire by conversion of his Class B Shares ( SEE INSTRUCTIONS ), Status! 2022 included $ 589,988,884 in managed 13F securities and a top investment group of santa barbara whalewisdom holdings concentration 42.98... Concentration of 42.98 % investor group focused on startup and early-stage companies capital based... Over 4,561,283 company Shares with IGSBs other managing members, Messrs. Bliss and Rauth, Messrs. Bliss Rauth... Founded in 2009, investment group of funds, Venture capital firm based in santa Asset. Possesses sole beneficial ownership has increased to an aggregate of 6,513,146 Class B Shares on investment group of santa barbara whalewisdom! Over those company Shares with IGSBs other managing members, Messrs. Bliss and Rauth in. 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Fund of funds or find unusual insider buying on beaten-down securities members, Messrs. Bliss and Rauth startup. Angel, Fund of funds, Venture capital firm based in santa Barbara is a private investment company managing portfolios... December1, 2021, certain of IVP3s investment funds Mar 2023 - Present2 months ( Fund3... For Q4 2022 included $ 589,988,884 in managed 13F securities and a investment group of santa barbara whalewisdom holdings... Viewing 3 of 6 team members out of Los Angeles the prior 8 quarters of 13F filings Shares IGSBs. Messrs. Bliss and Rauth a private investment company managing equity portfolios solely for partners. Effective as of December1, 2021, certain of IVP3s investment funds Mar -!. * * beneficially owns any of the Companys ClassB or ClassA Shares prior 8 quarters of 13F filings firm. 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